Disclosures

Business Continuity Plan

SEC RULE 606 (formerly 11Ac1-6 Order Routing) Results for Legent Clearing

SEC RULE 606 (formerly 11Ac1-6 Order Routing) Results for Pershing, LLC.
(Please enter FIRST MIDWEST SECURITIES INC when prompted)

Customer ID Program Disclosure

Privacy Policy

FINRA Public Disclosure hotline is (800) 289-9999

Margin Disclosure

Characteristics & Risks of Standardized Options

(September 2008 Supplement)