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Disclosures
Business Continuity Plan
SEC RULE 606 (formerly 11Ac1-6 Order Routing) Results for Legent Clearing
SEC RULE 606 (formerly 11Ac1-6 Order Routing) Results for Pershing, LLC.
(Please enter FIRST MIDWEST SECURITIES INC when prompted)
Customer ID Program Disclosure
Privacy Policy
FINRA Public Disclosure hotline is (800) 289-9999
Margin Disclosure
Characteristics & Risks of Standardized Options
(September 2008 Supplement)
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