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Disclosures

Business Continuity Plan

SEC RULE 606 (formerly 11Ac1-6 Order Routing) Results

Customer ID Program Disclosure

Privacy Policy

FINRA Public Disclosure hotline is (800) 289-9999

Margin Disclosure

Characteristics & Risks of Standardized Options

(January 2011 Supplement)

(March 2011 Supplement)

 

Legent Fees and Rates

 

Pershing Fees and Rates

 

Day Trading Risk Disclosure Statement

 

 

 
 
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