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First Midwest Securities, Inc.

At FMSI, we believe in building an organization based on value in the investments we offer and value in the people we have on our team.  We firmly believe that by providing our investment consultants with all of the training, tools, support and information they need, it will ultimately benefit you.

The integrity of our firm and the professionalism of our team is of the utmost importance.  We take great pride in the reputation we have built.  Since FMSI does not concentrate on proprietary or packaged investment products, our investment consultants are free to focus on the special needs of our clients..

We are committed to maintaining an entrepreneurial environment focused on setting the standards by which all others will be measured.

Our client base consists of state and local municipalities, institutional investors, public and corporate pension plan sponsors, corporate investors, broker-dealers, retirees, corporate executives, high net worth individuals, ultra high net worth individuals, celebrities, and professional athletes.

Our goal is to be the leading independent brokerage firm; to be known for its honesty and service by both representatives and clients.  We believe our entrepreneurial management approach grants the freedom to effectively serve clients while having access to the resources of a nationwide financial service company.

Our senior management team is composed of experienced financial services leaders who have direct experience building and operating sizeable securities related companies.  FMSI operates as a bridge between large investment companies and our network of financial services representatives.

Our Competitive Advantage:

  • FMSI is a steadily growing retail brokerage operation
  • One of the last TRUE independent firms left in the industry
  • Dedicated Fixed Income Desk
  • Low overhead and fixed expenses
  • Employee-owned
  • Extensive experience in the industry
  • Licensed in 50 states with wide variety of non-proprietary products
  • Experienced compliance team
  • Excellent back office support, and
  • Low turn over.

FMSI is registered with the Securities and Exchange Commission (SEC) as a securities broker-dealer and is a member of The Financial Industry Regulatory Authority  (FINRA), National Association of Independent Broker Dealers (NAIBD), Municipal Securities Rulemaking Board (MSRB), and Securities Investor Protection Corporation (SIPC).