Securities Listed on
|
Route Venues |
Total (%) |
Market (%) |
Limit (%) |
Other (%) |
|
Total (%) |
100 |
42 |
15 |
43 |
|
Bernard L. Madoff |
59 |
73 |
62 |
44 |
|
Auto Trading
Desk Fin Svc |
19 |
7 |
10 |
33 |
|
|
17 |
14 |
24 |
17 |
|
Knight Capital
Markets |
5 |
6 |
4 |
5 |
100% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
|
Route Venues |
Total (%) |
Market (%) |
Limit (%) |
Other (%) |
|
Total (%) |
100 |
34 |
48 |
17 |
|
Bernard L. Madoff |
33 |
44 |
28 |
24 |
|
Knight Equity
Markets |
22 |
23 |
26 |
11 |
|
|
21 |
4 |
28 |
37 |
|
Auto Trading
Desk Fin Svc |
21 |
25 |
14 |
29 |
100% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
|
Route Venues |
Total (%) |
Market (%) |
Limit (%) |
Other (%) |
|
Total (%) |
100 |
46 |
27 |
27 |
|
|
48 |
35 |
46 |
70 |
|
Bernard L. Madoff |
38 |
51 |
46 |
9 |
|
Auto Trading
Desk Fin Svc |
12 |
13 |
8 |
15 |
100% of total customer orders were non-directed orders.
Exchange-Listed Options
|
Route Venues |
Total (%) |
Market (%) |
Limit (%) |
Other (%) |
|
Total (%) |
100 |
11 |
89 |
0 |
|
Citigroup
Global Markets |
53 |
86 |
49 |
0 |
|
Interactive
Brokers LLC |
47 |
14 |
51 |
0 |
100% of total customer orders were non-directed orders.